ISSUES POSITION PAPER

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Anthony Davis
Department of Sociology and Anthropology
St. Francis Xavier University
Antigonish, Nova Scotia

 

Ecological Knowledge, Social Science Research, Research Designs and Methodological Approaches: Meanders, Reflections and Other Excesses and Indulgences

 

In Streams of Blood, a journalist's account of the massacres in Rwanda, the author begins by providing the reader with a warning. One might think that this warning would concern the possible impacts on the reader of his renditions of what, by any measure, are among the most hideous of human acts. But, this is not the author's primary concern. Rather, the author thinks it essential that the reader be forewarned about his subjectivity, about the fact that the events witnessed and the misery seen effected him emotionally. And, that the emotional effects were such that he is concerned his telling of this story is tainted by subjectivity. The writer is concerned that his objectivity as an observer and as a reporter is, thereby, compromised. To have these qualities drawn into question is, of course, to question the credibility, and the legitimacy of the story. Put another way, the taint of subjectivity draws into question the very legitimacy of his observations, recollections, and journalistic skill. His expertise is, thus, compromised, his 'voice' diminished .... if not dismissed.

What can be said of a society and of its 'civilization' when the legitimacy of observation and comment is defined as the absence of the personal, of the subjective? Further, what is, then, to be present for an observation to be credible, to be authoritative, to be legitimate?

Of course, this question resides at the heart of Western notions of rationality, of reason, of the basis of knowledge and of what is taken to constitute knowledge, itself. Certainly, much debate and considerable paper have been consumed addressing aspects of these qualities with respect to the social sciences. In large measure, this has been a debate focused upon and around critiques of positivism, of empiricism and of the so-called 'scientific method'. In North American social science discourse, the current wave in this debate is most commonly associated with feminist and post-modernist critiques. But, of course this is not a new debate. Questions relating to the 'science' content of the social sciences and social research have been asked and discussed from the outset of these modes of inquiry. Early in the 1950s, Evans-Pritchard, a British social anthropologist, was arguing that anthropology is essentially a field of history, and certainly not something so diminished as a 'science.' If not new, the debate has been persistent and, admittedly, sometimes testing of patience…and, occasionally experienced as if kin with gaseous-generating and hard to digest morsels of food.

The very fact this debate has been so persistent raises fundamental questions respecting the nature of knowing. Indeed, it questions the very possibility of knowing, in at least any usual or fundamental sense, from a social research perspective. So, what is knowledge, anyway? And, are the social research disciplines actually concerned with knowledge, in any serious manner? Can and do the social sciences and social research produce knowledge? If so, what is social research knowledge, and how is it distinct from knowledge as associated with, say, the physical sciences and the humanities? In fact, what's the point of social research if, as an activity, it is at all questionable in its relation to the production of knowledge? Certainly these are essential questions central to any endeavour to develop specific research designs and methodologies best suited to systematic study of claims to possession of ecological knowledge.

My intention here is to examine qualities of these questions through discussion of the relation between method, research and knowledge. These questions are enormous. In fact, so enormous that they represent a sort of intellectual Mount Everest. One should approach them with some humility and, certainly with care and respect. Perhaps the best we can do at this point, to ape Claude Levi-Strauss, is arrive at a point where we can "...ask the right questions." (The Raw and the Cooked). So, to begin with, what is knowledge and, more to the point, what is our relationship to it?

The substance of this notion has been contested. While Aristotle may have claimed that "all men by nature desire knowledge (Metaphysics)", the poet e.e. cummings insisted that "knowledge is a polite word for dead but not buried imagination." While not disagreeing with Aristotle, cummings is declaring that to desire knowledge is to desire something 'lifeless', as in drained of human spirit and creativity. American social historian Christopher Lasch, in writing of the 20th century, insists that… "Knowledge is what we get when an observer, preferably a scientifically trained observer, provides us with a copy of reality that we can all recognise (The Lost Art of Political Argument)." Here we have a representation of a culturally and historically contextualised notion of knowledge. Here its Knowledge with a capital 'K'. That is, in the context of industrial life, knowledge is something derived from controlled observations made by trained observers, i.e., observation rooted in and directed by 'the scientific methodology'.

Knowledge here is defined and denoted as worthwhile since its genesis resides in the objective method and rationale analysis of the scientifically trained. Herein lies Lasch's meaning of knowledge as 'a copy of reality we recognise'. Knowledge is recognised as such as a consequence of its association with a particular method of inquiry. Of course, the embedded 'method' from which capital 'K' knowledge rises requires the observer to provide 'proof' through controlled testing of ideas, presumptions, theories and such. Yet, the initial key quality here is demonstration by the observer that they have, seemingly counter-intuitively, designed their controlled tests in such a manner as to disprove the ideas (testing for the null hypothesis). Failure to prove the null hypothesis is the fundamental 'proof' that the original idea might be worth further consideration. This approach, this method underscores the elemental cautiousness, and small 'c' conservativism that is scripted in scientific inquiry. In this view, that which is worth knowing, indeed that which might be deemed knowledge, must first be shown to have passed the rigors of testing, independent verification, and comprehensive provision of evidence, i.e., provision of proofs. Undeniably this form of inquiry and its knowledge products have delivered 'the goods'; that is, enabled industrial modes of production and being in many respects to thrive and to proliferate. From the basics which now define the quality and material conditions of life and work in industrial societies (medicine, technology, communications etc.) through to the high-tech capacity of industrial warfare, all 'knowledge' rises from and sources public confidence in the method of scientific inquiry and the practice of scientific experts.

Much of social science, particularly social anthropology and sociology, has had some difficulty approaching and embracing 'research' as a process whereby the observer must strive for disproofs, let alone subject ideas, theories and presumptions to the challenges of systematically gathered and tested evidence. Loads of research in these subject areas seem little more than an exercise in verification, i.e., exercises whereby the researcher verifies ideas and preferences rather than subjecting ideas and preferences to rigorous testing and exposing them to the burdens of proof. As a result, social research is often characterised as essentially subjective and political, meaning design and outcomes are expressions of the pet ideas and preferences of social researchers. The social science response to this criticism has been multifaceted, and in many ways self-serving and self-defeating. Replies have ranged from pleas that social life and social organisation are much to complex for productive application of a reductionist physical\natural science method of inquiry; through the insistence that all inquiry is political anyway; to the post-modern and feminist commentaries respecting the very basis of what is knowledge or, in fact, the absence of same in social-political contexts of empowerment and domination. All knowledge is but the expression of empowerment for the dominant and the disenfranchisement and disreputability of disempowered life experiences, ways of knowing and being. So, all knowledge is equally compromised and, at best, equally valued, in a relativist sense. Of course, this is argued while intently writing on a word-processor while sipping agri-business produced herbal teas heated in an electric kettle and re-heated in the microwave.

These points aside, social researchers generally claim that they have something substantial to contribute to our understanding of the human condition, organisation and processes. Commonly implicit in this is the sense that much contemporary social research is concerned, 'sincerely', with issues of social justice and especially the circumstances of the down-trodden, the dominated, exploited, and otherwise marginalised. Some social research even presents itself as providing 'voice' for the marginalised, disenfranchised, and relatively powerless. Given this, it is not unexpected that some fisheries social research focused on documenting and championing marine harvesters' ecological knowledge reflects these qualities. Additionally, the 'thin' literature on the sociology of fisheries science knowledge seems essentially dedicated to establishing that, at worst, all 'knowledge' is incomplete and political while, at best, all knowledge systems express relative merits.

The insistence on at least the appearance of deriving and referencing systematically examined sources of and contexts for knowledge seemingly exists in stark contrast and, occasionally, in dynamic opposition with another sort of knowing, i.e., knowing expressive of such things as life experiences, culturally-bounded settings, personal observations and reactions. This is the co-called subjective realm. In the globalised world of late 20th century industrial capitalism, this is the realm of discredited knowledge. So powerful and extensive, indeed, is this knowledge's illegitimacy and discredit, the journalist mentioned above is compelled to demonstrate his recognition of this and of its expression, its tainting of his work and of his expertise. Ironically, this form of knowing is derived in many regards from the sense experience and memory of experience that reside in critical respects at the heart of the scientific method. One of the substantial differences is that the so-called 'subjective realm' of life experience and derived knowings are held to arise within personal and narrow life-histories, by their nature incomplete and self-focused. The resultant 'knowledge' is, at best, local and antidotal, certainly without general interest to or application for such important matters as, for example, fisheries management. Additionally, local knowledge is rarely, if ever, subjected to the rigor of systematic tests and the burdens of evidence.

Within natural resource settings, can effective public-interest management and social policy be build upon/referenced by 'local knowledge' in any manner that will contribute meaningfully to ecological and socio-economic sustainability? If so, what might the qualities of this contribution be and, perhaps more centrally, what might the contribution of social research be to this process? Is the role of social research essentially to subject local knowledge to the rigor of the scientific method of inquiry, to provide proofs and/or disproofs respecting the veracity of local knowledge, and to link 'proven' local knowledge understandings with fisheries management policy?

John Ralston Saul, in Voltaire's Bastards: The Dictatorship of Reason in the West, provides a provocative analysis of the linkage between the Western industrial capitalist understanding\arrival of 'legitimate knowledge', the containment of life within societies governed by formal administrative\corporate structures, and the rise as well as role of the expert as in the scientist, the business manager, the information systems expert, the science of systems management, the planner, perhaps even the social scientist. In Saul's view, knowledge within corporate\administrative institutions and structures "...has become the currency of power." He argues that our civilization is one of "secretive experts...quite naturally obsessed not by the encouragement of understanding but by the providing of answers." Knowledge is here the answers produced and controlled by, often treated as the property of, 'objective', recognised, distanced and arms-length specialists. Expertise is credentials, made credible by and through the achievement of credentials. Credentials and the educational processes, settings, institutions of credentialing have become the 'system legitimate' loci of knowledge. Saul argues that the sort of education perpetrating this is a detail obsessed sort of learning, one that compels expertise in technique, facts and institutionally framed processes. Further, he argues, that… "the social scientists - the economists and the political scientists in particular - consist of little more than these elements..." In this view, knowledge has become divorced from meaningful understandings of the human condition as an integrated, related, pulsing, feeling experience. As well, knowledge, Saul asserts, has become separated from the human context and condition of action, experience, and memory. Of course, such processes and conditions are essential elements in defining/designating what is 'expertise', in empowering 'experts', and in disempowering all others. Empowerment translates as legitimacy with the 'expert' representing 'knowledge'.

Yet, much in the human condition suggests that knowledge, living pulsing knowledge arises from day-to-day experiences, as well as the retold memories of past experiences. This source and type of knowledge dynamically informs human decisions and actions. This source and type of knowledge has been and remains the particular interest of social anthropology and, in some respects, of sociology. Knowledge rooted in memory and experience .... human knowledge arising from life, relations, pasts ... embodies principles, courage, honor, attachments, loyalties, i.e., the substance of human relations. People and human relations 'live' within these arenas and specify what 'matters' in and through the course of daily living.

Certainly social research is sensitive to and best positioned to document this. But, social research, its best intentions aside, is also essentially embedded within and expressive of the corporate\institutional\administrative post-modern and globalised late 20th century world. As engaged in a form of inquiry with pretentions for institutional legitimacy, social researchers strive to be taken seriously, to exercise influence, and to represent forms of knowledge. Yet, much of the substance of social research's critical-analytical heart has in effect marginalised it with respect to institutionally seated power, and the sort of knowledge championed by and necessary to that power. Feminist, post-modern, neo-ecological and materialist, including Marxist, analyses have done little to endear much of social anthropological and sociological research to the institutional gatekeepers, key janglers and knowledge as 'fact' worshipers. This marginalised position within institutional communities advantageously positions much social research with respect to the critical roles and responsibilities of social analyses, criticism, and whistle blowing. There is virtue and necessity in being a thorn in the side of power, received wisdom, and convention. Additionally, this marginalised position has enabled social researchers to continue documenting and giving voice to institutionally disenfranchised ways of knowing and ways of understanding. And, hopefully such will remain the case. But, social research also strives, in many respects, to achieve institutional legitimacy and, through such, necessarily comes to embody that with which is despairs and criticises, in the process contributing to the dehumanisation and disembodiment of 'knowledge'. A key point in Saul's central thesis.

These dilemmas and issues may be effectively unresolvable; yet, social research must certainly continue to make the effort to better inform, from a human perspective, the understandings and approaches embedded in public policy such as fisheries management. Scientists, social researchers, Native and commercial marine harvesters are bearers of cognitive maps that claim knowledge of marine ecosystem characteristics and dynamics. Social research must have the ability and the interest to describe these 'maps' and their associated origins and behaviours. Social research must also disentangle the differences within and between these various cognitive map universes, particularly as these qualities impact upon and resonate with conflict as well as offer potential for more effective resource management policy. One of the central issues here concerns the particulars of social research designs and methodological approaches that will offer the promise of concrete and beneficial outcomes.

In my view, a key concern in this process must be development of designs and methodologies allowing for the documentation and analyses of cognitive map differences and variations within as well as between the various collectives and communities of interest claiming ecological knowledge. The importance of this is underscored by the actual and potential consequences of designating any particular cognitive map, socio-political process or extractive interaction within an ecosystem as an embodiment of 'knowledge'. This concern expresses the anticipated relation, within and between the communities of interest, of 'power' with 'knowledge'. That is, the act of designating particular understandings as 'knowledge' will likely empower or further empower those within social and institutional settings understood to be the bearers of knowledge. Empowerment may translate, in fact, as little more than further entrenchment of existing social, economic and political cleavages within and between communities of interest. Such a development, to say the least, contributes little to the possibility of social research contributing to the reconciliation of competing and conflicting ecological knowledge claims.

While rather long-winded and discoursive , my discussion underscores several considerations that I think must be built into social research designs and methodologies that are intended to contribute meaningful to our understandings of ecological knowledge claims and the manner in which these claims may inform both harvesting behaviour as well as formation of fisheries management policies. Expressed as a series of questions, these considerations translate as,

  • What do we mean by 'ecological knowledge', both in terms of its 'knowledge' and its 'ecological' content?
  • Who are the bearers of 'ecological knowledge' within each community of interest?
  • What are the best means to identify the bearers of this knowledge?
  • What are the best suited means to document and to describe this knowledge?
  • What are the possible and practical/sensible relationships of such knowledge to fisheries management and harvester/community socio-economic and ecological sustainability?
  • What are the ways and means whereby the results of social research focused on ecological knowledge can be most effectively disseminated with regard to their potential, and hopefully, positive impacts on fisheries management policies?

The working seminar will likely chew through these and many other linked questions and issues. From the outset, it seems critical that substantial, defensible and examinable answers be provided to the issues associated with these what, who and how questions.

By way of comment on design and methodology, I have participated in both qualitative and quantitative research processes. In general, I prefer a two-tier methodological approach. This approach begins with the quantitative designs and devices associated with stratified random sampling as the means to identify and initially describe the pertinent 'categories of people' and human action/organisation. Once completed, this phase is followed with intensive qualitative research, working with individuals identified through the first phase. The qualitative work is focused on generating the 'thick descriptions' elemental to documenting human action and understandings. In principle, this approach engages a defensible and legitimating design/methodology with respect to the 'meaning' of data/information gathered. Of course, one of the major limitations of this approach is that it is both time and material resources hungry, requiring intensive engagement over a lengthy period of time. Yet, I cannot conceive of any other approach that would permit social researchers to demonstrate a sufficient and defensible systematic methodological foundation for what is claimed as documentation/description, let alone as findings, conclusions and understandings.

I have a particular interest in developing mapping as an aspect of research design and methods, particularly as applicable to human extractive interactions within natural resource settings. I have employed primitive mapping in some previous research, mainly interviewing marine harvesters about fishing practices and strategies with the aid of nautical maps. I found these maps to be invaluable as the harvesters could easily relate their practices, memories, and understandings to the spatial and 'physical features' dimensions represented in the map, e.g., water depth, ocean floor topography, and 'fishing spots'. In one informal experiment I worked with a key informant and paper readouts from his echo sounder as a way of identifying locally important fishing places as well as various biotic and abiotic attributes associated with these places. I then made up a 'key' from this information and prepared several sheets with unlabeled echo sounder readouts of these places. These sheets were shown to other key informants fishing on the ground. They were asked whether or not they recognised the places represented by the echo sounder readouts. If they did, they were asked to describe biotic and abiotic qualities that associated with these places. I did this in an unsystematic manner, essentially as an attempt at developing a way to describe and to test the extent to which understandings of the fishing ground were held in common. While never taken to its conclusion or developed to its full potential, not surprisingly this 'test' strongly associated detailed understandings and ability to identify 'places' with the most experienced harvesters. I suspect that there is considerable potential in developing elements of this sort of procedure with respect to documenting and verifying various core attributes of local ecological knowledge. I also suspect that this sort of technique would allow for reasonably comprehensive descriptions and understandings of the socio-economic and political attributes, conditions and contexts associated with becoming a bearer of detailed ecological knowledge.

Finally, I think that social research can have a central role in documenting and giving voice to ecological knowledge systems. But, with this role comes the rather onerous responsibility of assuring that the documentation and 'voice' provided contribute meaningfully to something other than the entrenchment of cleavages, vested interests and power inequities. Additionally, the association of social research outcomes with the championship of particular approaches to resource management certainly requires that the 'evidence' clearly, unequivocally, and confidently supports the positions taken. That is, championing implementation of management policy carries the risk of achieving little more than failure and the consequences of same as experienced in the lives and well-being of harvesters, their families and their communities. It seems to me that championship underwritten by anything less than evidence-rooted and tested 'knowledge' is little more than an ideological, self-indulgent and irresponsible act. Few social researchers and scientists must live with the consequences of their failed management preferences, i.e., lost employment, economic hardship, and crises in personal, family and community life. As one New Brunswick marine harvester was reported as telling the Kirby Commission, all fisheries scientists, researchers and policy makers should have their incomes reflect annual returns to the fisheries they study and the harvesters they 'manage'. Perhaps, if such were the situation, scientists, researchers and managers would be more careful and concerned about the meaning and the impacts of the management policies with which 'others' must live.